Bureaux: Pfäffikon, Switzerland
Secteur d’activité: Financial Services, Other
Type de Contract: Permanent
Référence: 2345

Description du poste:

Senior Compliance Officer

This is a senior role providing regulatory compliance advice to the asset management business.

Duties will include but not limited to:

  • Ongoing monitoring and analysis of regulatory developments and consequent development of in-house policies and procedures

  • Preparation and performance of compliance trainings for employees

  • Contact with regulators and other authorities

  • Cross border distribution assessments and review of promotional material

    To be successful in this role, you will bring:

  • A University Master degree in law or economics

  • 3-5 years minimum of working experience in a regulatory asset management compliance role

  • Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations

  • Cross border distribution know-how (UCITS, AIF and structured products)

  • Excellent command of English and German, any additional language is a plus

  • Knowledge of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) is desirable
Allegis Group Limited operates as an Employment Business and Employment Agency as set out in the Conduct of Employment Agencies and Employment Businesses Regulations 2003. It is a company within the Allegis Group network of companies (collectively referred to as "Allegis Group"). Aerotek, Aston Carter, EASi, TEKsystems, Stamford Consultants and The Stamford Group are Allegis Group brands. If you apply, your personal data will be processed as described in the Allegis Group Online Privacy Notice available at https://www.allegisgroup.com/en-gb/privacy-notices.

To access our Online Privacy Notice, which explains what information we may collect, use, share, and store about you, and describes your rights and choices about this, please go to https://www.allegisgroup.com/en-gb/privacy-notices.

We are part of a global network of companies and as a result, the personal data you provide will be shared within Allegis Group and transferred and processed outside the UK, Switzerland and European Economic Area subject to the protections described in the Allegis Group Online Privacy Notice. We store personal data in the UK, EEA, Switzerland and the USA. If you would like to exercise your privacy rights, please visit the "Contacting Us" section of our Online Privacy Notice at https://www.allegisgroup.com/en-gb/privacy-notices for details on how to contact us. To protect your privacy and security, we may take steps to verify your identity, such as a password and user ID if there is an account associated with your request, or identifying information such as your address or date of birth, before proceeding with your request. If you are resident in the UK, EEA or Switzerland, we will process any access request you make in accordance with our commitments under the UK Data Protection Act, EU-U.S. Privacy Shield or the Swiss-U.S. Privacy Shield.


Regulatory Compliance

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Anne-Catherine Berrut

Tel: +41 43 210 12 84

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